Course Image Introduction to Brokerage Operations

Course Information

This course will provide students with the baseline knowledge of the entire trade lifecycle from the point of execution to clearance and settlement. It is intended to build the competencies of entry level brokerage personnel and supervisors.

 This Certificate course focuses on products and processes in financial services. It analyzes the operations of the front, mid and back offices of the securities dealer to create a comprehensive understanding in each participant thereby improving overall operational effectiveness, customer and staff relationships via cooperation and compliance.

Who Should Register

Securities Industry Professionals: Traders, Wealth Advisors, Client Service Representatives, Operations, Administrative and Systems Staff, Research and Financial Analysts, Auditors, and other Finance Professionals.

Course Delivery: Live online sessions twice per week

Course Duration: 4-6 Weeks

Cost: JMD$71,500.00 | USD$520.00

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